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Responsible investment

Management of environmental, social and governance issues

OC understands its responsibility in managing clients’ capital.

At OC we believe that companies with best practice ESG policies and appropriate risk management practices may outperform peers in similar industries.   

​Our aim is to:

  • be aware of and monitor the key ESG issues for investments in the portfolio;

  • be aware of and monitor the key ESG issues for investments suitable for future inclusion in the portfolio;

  • voice our opinion to management and board members through our voting and active engagement in any instance where we see a company requiring change in relation to an ESG issue. We also continuously evaluate ESG issues for investments suitable for future inclusion in the portfolio;  

  • encourage the disclosure by companies of ESG and sustainability issues.

What is ESG?

ESG stands for Environmental, Social, and Governance — three key factors used to evaluate the sustainability and ethical impact of an investment.

Environmental

Environmental factors focus on issues like climate change, waste management, pollution, conservation of natural resources, sustainable land use, the circular economy, and biodiversity.

Social

Social criteria assess a company's impact on society. This can include human rights, equality, health and safety, working conditions, diversity, and its effect on local communities.

Governance

Governance evaluates how a company is managed. This involves looking at board structure, executive pay, cybersecurity, privacy policies, anti-corruption measures, and how conflicts of interest are handled.

Responsible investment at OC

At OC, we have integrated ESG (Environmental, Social, and Governance) considerations into our investment process. These factors play a key role in our standard risk assessments and company analysis.

 

Our portfolios are focused on delivering optimal investment performance and minimising risks including those associated with ESG. In constructing our portfolios, we will consider how ESG issues may impact a companies’ ability to achieve their financial and strategic goals.   

We aim to evaluate all material ESG issues when considering potential investments and managing existing stock holdings. In some cases, these considerations may lead us to exclude certain companies from our investment universe or adjust our position size within the portfolio.

Companies are judged by their past actions as well as tangible evidence of their intentions.

ESG considerations are also considered in valuation parameters and in portfolio construction.

Topical issues are discussed at the monthly Risk Management Committee meetings.

Analysts endeavour to keep abreast of current and emerging issues that may be relevant to their areas of coverage.

We take a forward looking view of ESG assessments, acknowledging that companies’ positions may change over time.

Our Operational Risk Assessment also evaluates specific ESG issues. Key focus areas include:

  • Ethical leadership: Does management act ethically and in the best interest of stakeholders?

  • ESG transparency: How openly does the company communicate its ESG measures including its approach to modern slavery and climate change?

  • Industry sustainability: Is the industry viable in the long term (e.g., thermal coal exports)?

  • corporate governance: What is the company’s track record in governance?


At OC, we strive to make responsible investment decisions that align with both financial performance and sustainability.

Download our policies

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ESG Guidelines

Defines our approach to integrating environmental, social, and governance factors into investment decisions.

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Vote Summary

This voting summary report represents OC's voting activity in 2024.

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Modern Slavery Statement

Outlines our commitment to preventing modern slavery in operations and supply chains of the companies we invest in.

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OCPSCF Compliance Plan

Details the framework for adhering to regulatory standards and ethical practices within the OC Premium Small Companies Fund.

Links

OC Funds Management

Head Office

Level 47, 80 Collins Street (North Tower)
Melbourne VIC 3000

Postal

PO Box 24164
Melbourne Vic 3001, Australia

P  1800 442 129

E  clientservices@copiapartners.com.au

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DISCLAIMER

 

This website provides information to help investors and their advisers assess the merits of investing in financial products. We strongly advise investors and their advisers to read information memoranda and product disclosure statements carefully.

The information on this website does not constitute personal advice and does not take into account your investment objectives, financial situation or needs. It is therefore important that if you are considering investing in any financial products and services referred to on this website, you determine whether the relevant investment is suitable for your needs, objectives and financial circumstances. You should also consider seeking independent financial advice, particularly on taxation, retirement planning and investment risk tolerance before making an investment decision.

Neither Copia Investment Partners Limited, nor any of our associates, guarantee or underwrite the success of any investments, the achievement of investment objectives, the repayment of capital or payment of particular rates of return on investments.

Copia Investment Partners Limited publishes information on the website that to the best of its knowledge is current at the time and is not liable for any direct or indirect losses attributable to omissions from the website, information being out of date, inaccurate, incomplete or deficient in any other way. Investors and their advisers should make their own enquiries before making investment decisions.

© 2024 OC Funds Management

Morningstar Awards 2023 (c). Morningstar, Inc. All Rights Reserved. OC Premium Small Companies nominated for Fund Manager of the Year, Australian Smalls Equities Category, Australia 2023.

The rating issued October 2024 - APIR OPS0002AU, October 2024 - APIR OPS0001AU, October 2024 - APIR OPS0004AU, are published by Lonsec Research Pty Ltd ABN 11 151 658 561 AFSL 421 445 (Lonsec). Ratings are general advice only, and have been prepared without taking account of your objectives, financial situation or needs. Consider your personal circumstances, read the product disclosure statement and seek independent financial advice before investing. The rating is not a recommendation to purchase, sell or hold any product. Past performance information is not indicative of future performance. Ratings are subject to change without notice and Lonsec assumes no obligation to update. Lonsec uses objective criteria and receives a fee from the Fund Manager. Visit lonsec.com.au for ratings information and to access the full report. © 2022 Lonsec. All rights reserved.

The Zenith Investment Partners (ABN 27 103 132 672, AFS Licence 226872) (“Zenith”) rating (assigned APIR OPS0472AU— October 2024   APIR OPS0002AU— February 2024, APIR OPS0004AU - February 2024) referred to in this piece is limited to “General Advice” (s766B Corporations Act 2001) for Wholesale clients only. This advice has been prepared without taking into account the objectives, financial situation or needs of any individual, including target markets of financial products, where applicable, and is subject to change at any time without prior notice. It is not a specific recommendation to purchase, sell or hold the relevant product(s). Investors should seek independent financial advice before making an investment decision and should consider the appropriateness of this advice in light of their own objectives, financial situation and needs. Investors should obtain a copy of, and consider the PDS or offer document before making any decision and refer to the full Zenith Product Assessment available on the Zenith website. Past performance is not an indication of future performance. Zenith usually charges the product issuer, fund manager or related party to conduct Product Assessments. Full details regarding Zenith’s methodology, ratings definitions and regulatory compliance are available on our Product Assessments and at http://www.zenithpartners.com.au/RegulatoryGuidelines

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